Portfolio Advisory and Management Services

With discretionary portfolio management, the advisor generally has authority to make investment decisions and implement changes within the agreed strategy. With advisory management, the client typically remains involved in approving recommendations and transactions. The appropriate arrangement depends on the client’s preferences, objectives, and advisory agreement. Lewis & Associates Capital Advisors can explain how its portfolio management relationship is structured before services begin.

Portfolio management may include determining objectives, creating strategic and tactical asset allocation plans, building a portfolio, monitoring holdings, measuring performance, managing risk, and reviewing or recommending changes to the strategy. The specific services provided depend on the client’s advisory relationship and circumstances. Investment strategies involve risk, including the possible loss of principal, and no strategy assures that its objectives will be achieved.

The firm’s services include advice on individual securities such as stocks and bonds, along with broader investment planning and asset management. Portfolio construction is based on the client’s objectives, strategy, and circumstances. Lewis & Associates emphasizes individual securities and research-driven positioning rather than relying exclusively on cookie-cutter model portfolios. Specific investments and strategies are discussed through the advisory relationship.

Risk management may involve portfolio monitoring, allocation decisions, research-driven positioning, technical overlays, and recommendations to adjust the strategy. The firm’s stated approach can also increase cash positions during market corrections. These methods do not eliminate investment risk or guarantee results. Clients should review the risks, objectives, and costs associated with any recommended investment strategy before implementation.

The service catalog states that advisory clients are charged a monthly fee for assets under management. Specific pricing may vary by advisory relationship and is available from the advisor. Insurance products pay a commission, which may create a compensation conflict regarding those products. Lewis & Associates provides the applicable fee and compensation information as part of the client engagement process.

Portfolio advisory services may be relevant to individuals, families, trusts, and organizations seeking personalized investment guidance and ongoing management. The firm also serves clients approaching retirement, retirees, people rolling over workplace plans, small business owners, employers with retirement plans, and investors who prefer individual stocks and bonds. Suitability depends on each client’s goals, circumstances, and requested services.

Yes. Investment Planning is listed as a service and combines investment management, advanced tax-integrated strategy, personalized guidance, individual securities, evidence-based research, and proactive communication. The firm describes its approach as designed for business owners, high-income families, and investors with complex financial lives. The exact scope of planning is determined through the client’s advisory relationship.

The firm lists service areas throughout North Carolina, including Cary, Holly Springs, Raleigh, Fuquay Varina, Apex, Charlotte, Wake Forest, Chapel Hill, and Pinehurst. Its listed offices are in Holly Springs and Raleigh. Prospective clients can contact the firm at 984-225-4044 or slewis@lacapitaladvisors.com to discuss availability and the services appropriate for their circumstances.