Financial Advisor Meetings and Appointments

The cost depends on the services and relationship being considered. Lewis & Associates Capital Advisors lists a monthly fee for assets under management for advisory services. Some offerings do not specify pricing online, so the appropriate fee structure should be discussed directly during an appointment. Insurance products, including annuities, pay a commission, which may create a compensation conflict.

Bring information that helps explain your financial picture and priorities, such as investment account statements, retirement plan details, income and expense information, insurance documents, and specific questions. You do not need to have every document prepared before reaching out. A first conversation can clarify which information is most useful for evaluating investment planning, asset management, or retirement needs.

Meetings may cover investment planning, asset management, individual stocks and bonds, retirement income considerations, annuities, 401(k) planning, and corporate retirement plans. You can also discuss portfolio risk, allocation, performance, and how your strategy may need to change as your goals or circumstances evolve.

Lewis & Associates Capital Advisors, LLC is identified as a Registered Investment Advisor, and the firm describes a fiduciary obligation to act in clients’ best interests. Fiduciary duty extends solely to investment advisory advice and does not extend to other activities such as insurance or broker-dealer services. The scope of the relationship should be reviewed during your consultation.

Appointments are available at the firm’s Holly Springs and Raleigh, North Carolina locations. The company also lists service areas throughout North Carolina, including Cary, Fuquay Varina, Apex, Charlotte, Wake Forest, Chapel Hill, and Pinehurst. Contact the firm to discuss the most suitable appointment arrangement for your situation.

Yes. Retirement discussions can include investment planning, asset management, retirement income considerations, annuities, individual securities, and workplace retirement plans. The firm also provides 401(k) planning and corporate retirement plan guidance for businesses. Your meeting can help identify which planning areas are most relevant to your goals and existing financial arrangements.

Yes. Lewis & Associates serves small business owners and offers small business retirement plan guidance, including plan design, fiduciary guidance, employee education, and investment oversight. Employers sponsoring an existing 401(k) plan can also discuss investment lineups, plan management, and participant education during an appointment.

You can contact Lewis & Associates Capital Advisors, LLC by phone at 984-225-4044 or by email at slewis@lacapitaladvisors.com. Let the firm know whether you are seeking investment planning, asset management, retirement guidance, individual securities advice, or business plan support so the conversation can be directed appropriately.