401(k) Plan Planning
Receive guidance on establishing and managing a 401(k) plan, including plan structure, investment options, and support for employee retirement savings goals.
Choosing a 401(k) provider involves more than comparing investment menus. Lewis & Associates Capital Advisors, LLC provides fiduciary guidance for plan design, investment oversight, employee education, and ongoing retirement plan management. Businesses receive personalized support rather than a cookie-cutter approach, helping align workplace retirement benefits with organizational goals and employees’ long-term savings needs.
Personalized retirement plan guidance for businesses seeking thoughtful design, oversight, education, and fiduciary support.
Receive guidance on establishing and managing a 401(k) plan, including plan structure, investment options, and support for employee retirement savings goals.
Build a retirement plan for your team with support for plan design, fiduciary guidance, employee education, and investment oversight tailored to your business.
Review and monitor retirement plan investment options with disciplined advisory guidance designed to support informed decisions and ongoing plan management.
Lewis & Associates Capital Advisors, LLC helps businesses approach 401(k) planning with personalized guidance rather than generic recommendations. The firm can support plan structure, investment options, employee education, and ongoing management while keeping business and employee retirement objectives in view. As a Registered Investment Advisor, the firm provides fiduciary advisory services and communicates directly with clients instead of relying on call centers or cookie-cutter portfolios.
Businesses receive direct, fiduciary-minded guidance from an independent advisory firm.
Advisory guidance is provided with an obligation to act in clients’ best interests.
Plan recommendations are tailored to business priorities rather than built from cookie-cutter portfolios.
Work directly with the advisory firm instead of navigating call centers or multi-advisor practices.
Investment options and retirement strategies can be reviewed as business and employee needs change.
Led by Steven Kent Lewis, the firm provides personalized fiduciary retirement guidance.
Owner, Principal and Chief Compliance Officer
Steven Kent Lewis is the Owner, Principal, and Chief Compliance Officer of Lewis & Associates Capital Advisors, LLC, which he founded in 2009 to provide commission-free investment wealth and fiduciary services to clients throughout North Carolina. Prior to establishing the firm, Steven gained valuable industry experience working with Brookstone Capital Management and USA Financial Securities Corporation. He furthered his expertise by earning a Master of Science in Financial Services in 2012 and holds the prestigious CFS® (Certified Fund Specialist) designation. With 17 years in business, Steven specializes in personalized, actively managed wealth and retirement planning strategies designed to help individuals, families, trusts, and organizations create and preserve wealth. As a fiduciary, he is committed to acting in his clients' best interests, offering transparent, tailored financial roadmaps that adapt as goals evolve. Steven proudly serves clients from his offices in Holly Springs and Raleigh, North Carolina.
Businesses should evaluate whether a provider offers suitable plan design guidance, investment oversight, employee education, and ongoing support. It is also important to understand how the provider is compensated and what fiduciary responsibilities apply. Lewis & Associates Capital Advisors, LLC provides advisory guidance for plan structure, investment options, and management, with a personalized approach for businesses and their employees.
Speak with the advisory team about your business retirement plan needs.
Share your business retirement plan goals and connect with Lewis & Associates Capital Advisors, LLC.
For immediate assistance, feel free to give us a direct call at 984-225-4044. You can also send us a quick email at slewis@lacapitaladvisors.com.
For immediate assistance, feel free to give us a direct call at 984-225-4044. You can also send us a quick email at slewis@lacapitaladvisors.com.