Investment Advisory Program for Investing

Investment advisory fees vary by firm, service scope, account structure, and assets under management. Lewis & Associates Capital Advisors, LLC charges advisory clients a monthly fee for assets under management, while specific pricing is available by contacting the advisor. Insurance products pay a commission, which may create a compensation conflict, so clients should review how each service is paid for before proceeding.

The program may include investment planning, asset management, individual securities guidance, retirement planning, and corporate retirement plan support. Asset management services can address objectives, strategic and tactical allocation, portfolio construction, monitoring, performance measurement, risk management, reporting, and recommended changes. The specific services provided depend on the client relationship and agreed advisory scope.

Lewis & Associates Capital Advisors, LLC is identified as a Registered Investment Advisor and describes its services as fiduciary investment advice. The firm’s fiduciary duty extends solely to investment advisory advice and does not extend to other activities such as insurance or broker-dealer services. Clients should review the applicable advisory relationship and disclosures carefully.

Yes. The firm offers individual securities advisory services covering stocks and bonds rather than relying only on model portfolios. Its stated process includes sector rotation, macro-aware positioning, technical overlays such as RSI, TRIX, and TSI, block order execution, and trading discipline. All investments involve risk, including the possible loss of principal.

Asset management begins with determining objectives and developing strategic and tactical asset allocation plans. The portfolio is then built, managed, monitored, and measured over time. The service also includes risk management, reporting, and recommendations for revisions as appropriate. Lewis & Associates states that ongoing adjustments are intended to keep the strategy aligned with changing client goals.

Yes. Lewis & Associates offers individual retirement planning as well as 401(k) and other corporate retirement plan services. Business plan guidance may address plan structure, investment options, management, fiduciary guidance, employee education, and investment oversight. The firm also serves small businesses and employers seeking support for existing or newly established retirement plans.

Investment advisory guidance can include portfolio risk management, allocation decisions, ongoing monitoring, and recommendations when circumstances or market conditions change. Lewis & Associates describes active, sector-driven management and the ability to increase cash positions during market corrections as part of its approach. No strategy can eliminate investment risk or guarantee results.

The firm provides services throughout North Carolina and lists offices in Holly Springs and Raleigh. Its stated service areas include Cary, Holly Springs, Raleigh, Fuquay Varina, Apex, Charlotte, Wake Forest, Chapel Hill, and Pinehurst, North Carolina. Availability and the appropriate advisory relationship should be confirmed directly with the firm.